Our partners have extensive experience of advising both regulators and regulated entities and individuals. Our understanding of how regulators approach matters is particularly valuable to corporates and individuals facing disciplinary or enforcement action.

Our partners have advised on:

• The conduct of investigations
• The conduct of industry consultations
• Assessments of fitness and properness
• Compliance with principles of natural justice and other public law principles
• Judicial review challenges to administrative decisions
• The response to disciplinary and enforcement actions initiated by the SFC,HKSE and HKMA
• Compliance with the Companies Ordinance, HK Listing Rules, Insider Dealing Rules, UK Bribery Act, rules relating to the Proceeds of Crime and Insider Dealing